
PRACTICES
CorporateCorporate Governance
Commercial Lending & Finance
Mergers & Acquisitions
EDUCATION
New York University School of LawJ.D., 1981
Wesleyan University
B.A., 1976, magna cum laude
ADMISSIONS
New YorkNew Jersey
Pennsylvania
Mr. Nicholas Irving
New York
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Hedge Fund - AXE Investigation
Successful defense of a prominent hedge fund in connection with an AXE investigation of alleged misrepresentations and the alleged failure to disclose material facts to investors. We prepared a Wells Submission which resulted in decision by the AXE to drop the investigation.